Compliance Lead / Senior Compliance Lead

<div><strong>Syfe is APAC's largest and fastest-growing digital wealth platform</strong>, trusted with over US$10 billion in assets. We are fundamentally changing how hundreds of thousands of people across Asia-Pacific build wealth through a holistic approach to managing money rather than just pushing investment products. Backed by world-class investors and recognised as a leader in wealthtech, we are a team of passionate builders creating the future of wealth management.</div><div><br></div><div><strong>Responsibilities</strong></div><ul><li>Own the end-to-end compliance function for the Australian business, including the design, implementation, and ongoing maintenance of compliance frameworks, policies, and procedures, in alignment with group-level standards an local regulatory requirements.</li><li>Act as the primary point of contact with regulators and external stakeholders, and build credible, constructive relationships with applicable regulatory bodies.</li><li>Provide compliance advice to the business, working closely with product, operations, and investment teams across the full product lifecycle.</li><li>Lead regulatory analysis and compliance assessments for new products, features, and business initiatives, including advising on licensing, disclosure, and conduct requirements.</li><li>Oversee day-to-day compliance monitoring and controls, including incident identification, investigation, remediation, and regulatory assessments.</li><li>Manage regulatory interactions, reviews, and examinations, including preparing submissions, coordinating responses, and engaging and external counsel where required.</li><li>Identify, assess, and investigate potential compliance breaches or regulatory issues, and provide clear recommendations to senior management on risk, remediation, and reporting obligations.</li><li>Support the business in maintaining strong compliance governance, documentation, and audit readiness.</li></ul><div><span style="font-size: 14px;"><br></span><span style="font-size: 14px;"><strong>Qualifications</strong></span></div><ul><li><span style="font-size: 14px;">Bachelor's degree from a reputable university.</span></li><li><span style="font-size: 14px;">5-10+ years’ experience in compliance or regulatory roles within a regulated financial institution, fintech, or professional services environment. Regional exposure or experience, especially in the markets of Singapore, Hong Kong, or other equivalent financial centres, will be preferred, but not a pre-requisite.</span></li><li><span style="font-size: 14px;">Strong, demonstrable knowledge of the legal and regulatory landscape for a licensed AFSL holder in Australia, with experience advising on brokerage, wealth management, licence applications with financial regulatory authorities, and investment platform operations.</span></li><li><span style="font-size: 14px;">Proven ability to build strong, collaborative relationships across different business units (e.g., Product, Investments, Tech, Marketing, Operations).</span></li><li><span style="font-size: 14px;">Strong interest in fintech/financial services and investments. Independent, task-oriented, and enjoys autonomy in day-to-day tasks. Meticulous and demonstrates attention to detail.</span></li><li><span style="font-size: 14px;">Confident communicator with the ability to engage senior stakeholders and explain complex regulatory issues clearly and succinctly.</span></li></ul><div><br></div><div><strong>What you can expect working at Syfe</strong></div><ul><li>Competitive pay and annual reviews.</li><li>Employee ownership opportunities through our Employee Stock Option Program (ESOP).</li><li>Comprehensive health and wellbeing support, including Employee Assistance Program (EAP) access.</li><li>Supportive leave policies, including parental leave.</li><li>Learning budgets and internal mobility opportunities.</li><li>A collaborative and high-performing environment where work meets purpose and fun. Expect modern offices with a stocked pantry and engaging team-building activities!</li></ul><div><br><strong>Come As You Are</strong><br>We believe in the power of diversity and are dedicated to creating a welcoming and innovative environment for all our employees. So we embrace and encourage applications from candidates of all backgrounds and provide equal employment opportunities for all.<br><br>Due to the volume of applications, we regret that only shortlisted candidates will be notified.</div>