Compliance Analyst - Surveillance

<p><strong>Responsibilities:</strong></p> <ul> <li>Support the Compliance department in the delivery of the wider compliance program</li> <li>Assist with trade surveillance monitoring to detect market abuse or improper trading behavior</li> <li>Conducting daily analysis of automated surveillance alerts through systems such as SMARTS</li> <li>Carry out audio and electronic communications surveillance</li> <li>Assist with e-discovery requests</li> <li>Conduct periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan</li> </ul> <p><strong>Required Qualifications:</strong></p> <ul> <li>Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred</li> <li>1-3 years of compliance, audit, risk or regulatory experience</li> <li>Knowledge of various financial products and markets</li> <li>Excellent administrative skills and the ability to prioritize tasks to meet deadlines</li> <li>Ability to maintain a high level of confidentiality while handing protected and sensitive material</li> <li>Strong written and verbal communication skills</li> </ul> <p>&nbsp;</p> <p>&nbsp;</p>